Compliance Manager

Reporting to the Head of Compliance, this person will play a key role in the delivery ofFluro's compliance framework, with a strong focus on providing hands-on regulatory and

compliance advice to the business alongside maintenance of the day-to-day compliance

activities including delivery of the annual compliance monitoring plan.

This role will suit someone that is comfortable applying their knowledge of regulation to real

business use-cases, who can think creatively and is eager to support the business in the

delivery of its mission to create a lasting, positive change in the credit industry

Need to haves:- Solid compliance experience gained within an FCA-regulated financial services firm

(consumer credit or fintech experience an advantage)

• Good working knowledge of the UK regulatory framework, including Consumer Duty,

Smcr, Conc And Disp

• Ability to provide clear, practical regulatory advice and constructive challenge to the

business

• Experience conducting compliance monitoring and outcomes testing, and tracking

remediation

• Excellent written and verbal communication skills
• Comfortable managing multiple priorities with strong attention to detail

Nice to haves:

• Experience with SMCR administration (certifications, fitness and propriety

assessments)

• Exposure to financial crime frameworks (e.g. SAR review, MLRO support)
• Relevant professional qualification (e.g. ICA Certificate/Diploma in Governance, Risk

and Compliance

• Work cross-functionally to deliver pragmatic compliance advice, and ensure productand service changes comply with relevant FCA rules and regulations
• Conduct horizon scanning and provide balanced and practical advice to the business

on new regulations

• Translate regulatory requirements into easy to understand internal policies that are

fit for purpose

• Champion a customer focussed culture and provide pragmatic advice on Consumer

Duty

• Act as a “critical friend” to the business, ensuring that the compliance team is viewed

positively and engaged as appropriate

• Conduct compliance monitoring and outcomes testing, escalating findings and

tracking remediation

• Support internal/external audits, due diligence and contract reviews
• Assist with regulatory reporting and administration
• Deliver compliance training and advise on mandatory training requirements
• Pension scheme – Fluro matches up to 5%• Health Insurance, which includes covering the full cost of premiums and can be

extended to cover any dependants who live at the same address

• Fluro pays up to £30 per month towards an employee’s gym membership
• Life insurance policy – 4x salary
• Income protection policy
• Service Recognition for 5+ years and 10+ years at Fluro